The CFTC said it intends to crack down in particular on recidivist firms
CFTC enforcement head Ian McGinley, shown earlier this year, said Tuesday, “At the end of the day, the penalties need to exceed the costs of compliance.
”Commodity Futures Trading Commission enforcers intend to push for heavier fines, particularly on repeat offenders, and will increasingly eschew settlements that allow firms to avoid admitting fault, the financial regulator’s enforcement unit said Tuesday.This copy is for your personal, non-commercial use only. Distribution and use of this material are governed by our Subscriber Agreement and by copyright law.
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